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Audrey Mickiewicz Jones is a financial advisor professional located in Scarborough, ME. They specialize in financial advisory.
Audrey Mickiewicz Jones - Lpl Financial Llc holds an active professional license (FINRA CRD) for your protection.
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Audrey Mickiewicz Jones operates as a financial advisor through LPL Financial LLC in Scarborough, Maine. She holds a FINRA CRD registration, which enables her to provide financial advisory services within the regulatory framework established by the Financial Industry Regulatory Authority. Her registration number is 7392993. As a financial professional, she works within established compliance and oversight structures designed to protect clients in investment and financial planning matters.
A FINRA CRD registration indicates that Audrey Mickiewicz Jones is registered with the Financial Industry Regulatory Authority, the primary regulatory body overseeing brokers and financial advisors in the United States. This registration means she operates under FINRA's rules and compliance requirements, which govern conduct, sales practices, and client protections in the securities industry. The CRD (Central Registration Depository) number serves as her official identifier within this regulatory system. Clients working with a FINRA-registered advisor can verify her registration status and disciplinary history through FINRA's public database.