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Nicholas Auger is a financial advisor professional located in Scarborough, ME. They specialize in financial advisory. With over 6 years of experience, they bring deep expertise to every client.
Nicholas Auger - Ameriprise Financial Services, Llc holds an active professional license (FINRA CRD) for your protection.
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Nicholas Auger operates Ameriprise Financial Services, LLC in Scarborough, Maine, with six years of experience in financial advisory. He holds a FINRA CRD license (number 7118024), which registers him with the Financial Industry Regulatory Authority. Ameriprise Financial Services is a established firm providing financial planning and advisory services to clients seeking professional guidance on investment and wealth management matters.
A FINRA CRD license indicates that Nicholas Auger is registered with the Financial Industry Regulatory Authority, the self-regulatory organization that oversees brokers and financial advisors in the United States. This registration means he operates under FINRA's rules and compliance requirements, which govern how he can conduct business, handle client accounts, and provide investment advice. The CRD number is the unique identifier for tracking his registration status and any disciplinary history in the financial services industry.