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Victor Simon is a financial advisor professional located in Severna Park, MD. They specialize in financial advisory. With over 34 years of experience, they bring deep expertise to every client.
Victor Simon - Founders Financial Securities Llc holds an active professional license (FINRA CRD) for your protection.
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Victor Simon operates Founders Financial Securities LLC in Severna Park, Maryland. With 34 years in the financial advisory industry, Simon brings extensive experience to client relationships. The firm holds a FINRA CRD license (number 1691641), which governs securities-related advisory and brokerage activities. This licensing indicates the business operates under regulatory oversight by the Financial Industry Regulatory Authority, ensuring compliance with industry standards and investor protection requirements.
Victor Simon's FINRA CRD license indicates that Founders Financial Securities LLC is registered to conduct securities brokerage and advisory services under the oversight of the Financial Industry Regulatory Authority. FINRA CRD registration means the firm and its representatives have met specific regulatory requirements and are subject to ongoing compliance audits and customer protection rules. This licensing is essential for anyone offering investment advice, managing securities accounts, or conducting brokerage transactions. The registration provides clients with a framework for dispute resolution and regulatory accountability.