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Daniel Lee Sargent is a financial advisor professional located in Shepherdsville, KY. They specialize in financial advisory. With over 1 years of experience, they bring deep expertise to every client.
Daniel Lee Sargent - Edward Jones holds an active professional license (FINRA CRD) for your protection.
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Daniel Lee Sargent is a financial advisor with Edward Jones in Shepherdsville, Kentucky. With one year in business, he works with clients on financial planning and investment strategies. His registration with FINRA (Financial Industry Regulatory Authority) ensures he operates under the oversight of the securities industry's self-regulatory organization, which enforces standards for broker-dealers and their representatives.
Daniel Lee Sargent's FINRA CRD registration indicates he is a registered representative with the Financial Industry Regulatory Authority. This means he has passed required examinations and background checks to offer securities and investment advice. FINRA registration requires ongoing compliance with industry rules and ethics standards, protecting clients through regulatory oversight. His registration number is tracked in FINRA's Central Registration Depository, a public database that allows clients to verify credentials and disciplinary history.