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Jonathan Hine Stephens is a financial advisor professional located in Sherman, CT. They specialize in financial advisory.
Jonathan Hine Stephens - New Line Capital, Llc holds an active professional license (FINRA CRD) for your protection.
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Jonathan Hine Stephens operates New Line Capital, LLC, a financial advisory firm based in Sherman, Connecticut. The business holds a FINRA CRD license (number 1329841), which regulates securities and investment advisory activities. Stephens provides financial advisory services to clients seeking professional guidance on investment and financial planning matters. The firm operates under regulatory oversight designed to protect clients and ensure compliance with industry standards.
Jonathan Hine Stephens holds a FINRA CRD (Financial Industry Regulatory Authority Central Registration Depository) license, which is required for professionals who offer securities and investment advisory services. This license indicates that Stephens has registered with FINRA, the primary regulatory body overseeing securities firms and brokers in the United States. FINRA registration requires background checks, compliance with strict rules, and ongoing adherence to ethical standards. The license demonstrates that the advisor operates under regulatory supervision designed to protect investors and maintain market integrity. Clients working with a FINRA-registered advisor have access to FINRA's dispute resolution processes if issues arise.