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Shawn Davin Moore is a financial advisor professional located in Silverthorne, CO. They specialize in financial advisory. With over 20 years of experience, they bring deep expertise to every client.
Shawn Davin Moore - Rockefeller Financial Llc holds an active professional license (FINRA CRD) for your protection.
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Shawn Davin Moore operates Rockefeller Financial LLC in Silverthorne, Colorado, bringing 20 years of experience in financial advisory services. The business holds a FINRA CRD registration, which governs securities-related advisory work. With two decades in the financial services industry, Moore works with clients seeking guidance on investment and financial planning matters. The practice is based in the Colorado mountains and serves clients navigating their financial strategies.
A FINRA CRD license means the advisor is registered with the Financial Industry Regulatory Authority, the self-regulatory organization that oversees brokers and investment advisors in the United States. This registration requires background checks, compliance training, and ongoing adherence to industry rules and standards. It signals that the advisor operates under regulatory oversight and must follow specific protocols when handling client investments and financial advice. The license number on file allows clients to verify registration status and disciplinary history through FINRA's public database.