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Lucia Lenahan Poling is a financial advisor professional located in Smyrna, GA. They specialize in financial advisory. With over 33 years of experience, they bring deep expertise to every client.
Lucia Lenahan Poling - Pfs Investments Inc. holds an active professional license (FINRA CRD) for your protection.
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Lucia Lenahan Poling operates Pfs Investments Inc. in Smyrna, Georgia, bringing 33 years of experience in financial advisory services. The firm holds a FINRA CRD license number 2297559, indicating registration with the Financial Industry Regulatory Authority. With over three decades in the field, Poling has developed extensive knowledge of investment strategies and financial planning for clients seeking professional guidance.
A FINRA CRD license number signals that this financial advisor is registered with the Financial Industry Regulatory Authority, the primary regulator overseeing securities firms and brokers in the United States. This registration means the advisor operates under FINRA's rules and compliance requirements, which govern how investment advice is delivered and how client assets are handled. The CRD system maintains detailed records of an advisor's qualifications, employment history, and regulatory standing, providing transparency about their professional background and any disciplinary actions.