Loading profile...
Loading profile...
Is this your business?
Claim your free profile to update your info, respond to reviews, and start getting leads from clients searching for financial advisor professionals in Southgate.
Nicholas Anthony Hawk is a financial advisor professional located in Southgate, MI. They specialize in financial advisory. With over 25 years of experience, they bring deep expertise to every client.
Nicholas Anthony Hawk - Lpl Financial Llc holds an active professional license (FINRA CRD) for your protection.
Looking for a financial advisor professional in Southgate, MI? Contact Nicholas Anthony Hawk to discuss your needs and schedule a consultation. Compare ratings and reviews to find the right professional for you.
Ready to get started?
Compare professionals in your area to find the best fit.
Get a free, no-obligation quote. It takes less than a minute and Nicholas Anthony Hawk - Lpl Financial Llc will respond directly.
Nicholas Anthony Hawk operates as a financial advisor through LPL Financial LLC in Southgate, Michigan. With 25 years in the financial services industry, he brings substantial experience to client relationships. His practice is registered with FINRA under CRD number 3263646, which establishes his standing within the regulatory framework that oversees investment professionals and broker-dealers across the United States.
A FINRA CRD (Central Registration Depository) number indicates that Nicholas Anthony Hawk is registered with the Financial Industry Regulatory Authority, the primary self-regulatory organization for U.S. broker-dealers and investment firms. This registration means his practice and qualifications are tracked in a centralized database accessible to regulators and the public. FINRA registration typically requires passing specific licensing exams and maintaining compliance with industry standards, signaling that he operates under formal regulatory oversight and is subject to ongoing suitability and conduct requirements.