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Alex Curtis Johnson is a financial advisor professional located in Spencer, IA. They specialize in financial advisory. With over 9 years of experience, they bring deep expertise to every client.
Alex Curtis Johnson - Northwest Wealth Management, Llc holds an active professional license (FINRA CRD) for your protection.
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Alex Curtis Johnson operates Northwest Wealth Management, LLC in Spencer, Iowa. With 9 years in the financial advisory field, Johnson brings established experience to wealth management services. The firm holds a FINRA CRD license (number 5874851), which governs registration and oversight of financial professionals in the securities industry. Clients working with Johnson can expect the standards and regulatory compliance associated with FINRA-registered advisors.
A FINRA CRD license indicates that Alex Curtis Johnson is registered with the Financial Industry Regulatory Authority, the primary self-regulatory organization for securities brokers and advisors in the United States. This registration means Johnson's background, qualifications, and disciplinary history are maintained in a public database that customers can access. FINRA-registered advisors operate under specific rules governing sales practices, disclosures, and fiduciary responsibilities. The CRD system provides transparency and accountability, allowing clients to verify an advisor's credentials and any regulatory actions.