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Richard Lee Stone is a financial advisor professional located in Springfield, IL. They specialize in financial advisory.
Richard Lee Stone - Berger Financial Group holds an active professional license (FINRA CRD) for your protection.
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Richard Lee Stone operates Berger Financial Group in Springfield, Illinois. As a financial advisor, he holds a FINRA CRD license (number 1479718), which registers him with the Financial Industry Regulatory Authority. This credential indicates he is authorized to provide investment advice and securities services under FINRA oversight. The firm serves clients seeking guidance on financial planning and investment matters in the Springfield area.
Richard Lee Stone's FINRA CRD license indicates he is registered with the Financial Industry Regulatory Authority, the primary regulator of securities brokers and financial advisors in the United States. This registration means he has met specific training, examination, and background requirements to advise clients on securities and investments. FINRA oversight provides regulatory supervision of his conduct and requires him to follow industry standards and rules governing client interactions and financial recommendations. The CRD system maintains his disciplinary history and licensing status for public transparency.