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James Michael Brown is a financial advisor professional located in St Louis Park, MN. They specialize in financial advisory. With over 4 years of experience, they bring deep expertise to every client.
James Michael Brown - Lpl Enterprise, Llc holds an active professional license (FINRA CRD) for your protection.
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James Michael Brown operates LPL Enterprise, LLC in St Louis Park, Minnesota. With four years in the financial advisory field, he holds a FINRA CRD license (number 7331460), which registers him with the Financial Industry Regulatory Authority. This license allows him to provide investment advice and manage client portfolios under FINRA oversight. His registration indicates he meets baseline regulatory requirements for securities-related advisory work in Minnesota.
A FINRA CRD license signals that James Michael Brown is registered with the Financial Industry Regulatory Authority, the self-regulatory organization that oversees brokers and investment advisors in the securities industry. This registration requires passing qualification exams and maintaining compliance with FINRA rules and SEC regulations. The CRD number (7331460) is a unique identifier that allows clients to verify his registration status and disciplinary history through FINRA's public database. This license is necessary to legally offer investment advice and execute securities transactions.