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Douglas Kal Thompson is a financial advisor professional located in Storm Lake, IA. They specialize in financial advisory. With over 44 years of experience, they bring deep expertise to every client.
Douglas Kal Thompson - The O.N. Equity Sales Company holds an active professional license (FINRA CRD) for your protection.
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Douglas Kal Thompson operates The O.N. Equity Sales Company in Storm Lake, Iowa, bringing 44 years of experience in financial advisory services. The business holds a FINRA CRD license (number 1020480), which governs securities and investment activities. With nearly four and a half decades in the financial sector, Thompson has developed extensive expertise in equity sales and related advisory work. Clients in the Storm Lake area can access his established experience and regulatory oversight through this long-standing operation.
A FINRA CRD license indicates that Douglas Kal Thompson is registered with the Financial Industry Regulatory Authority, the self-regulatory organization overseeing brokers and investment professionals. This registration means his activities in securities sales and advisory services are subject to FINRA rules, compliance standards, and ongoing regulatory oversight. The CRD (Central Registration Depository) number serves as his official identifier within the regulatory system. For clients, this signals that Thompson operates within a framework of industry standards and is accountable to federal securities regulations governing investment advice and equity transactions.