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Michael G Dooley is a financial advisor professional located in Swampscott, MA. They specialize in financial advisory. With over 17 years of experience, they bring deep expertise to every client.
Michael G Dooley - Santander Securities Llc holds an active professional license (FINRA CRD) for your protection.
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Michael G Dooley operates as a financial advisor through Santander Securities LLC in Swampscott, Massachusetts. With 17 years in the financial services industry, Dooley brings extensive experience to client engagements. The business is registered under FINRA CRD license number 5278096, which governs securities and investment advisory activities. This registration ensures compliance with federal regulatory standards for financial professionals operating in the investment sector.
A FINRA CRD license number indicates registration with the Financial Industry Regulatory Authority, the self-regulatory organization overseeing brokers and investment advisors in the United States. This registration means the advisor has met baseline qualification requirements and is subject to ongoing compliance and examination by FINRA. The CRD system maintains disciplinary history and professional background information accessible to the public, providing transparency about the advisor's regulatory standing and any enforcement actions.