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Lisa Graham is a financial advisor professional located in Swansea, MA. They specialize in financial advisory.
Lisa Graham - Dana R. Norman holds an active professional license (FINRA CRD) for your protection.
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Lisa Graham operates as a financial advisor in Swansea, Massachusetts, under the business name Dana R. Norman. She holds a FINRA CRD license (number 8129710), which enables her to provide financial advisory services within the regulatory framework established by the Financial Industry Regulatory Authority. This licensing indicates her registration and compliance with federal securities regulations governing investment advice and related financial services.
A FINRA CRD license (Central Registration Depository) indicates that Lisa Graham is registered with the Financial Industry Regulatory Authority, the primary regulator of securities brokers and investment advisors in the United States. This licensing means she operates under federal oversight and must comply with FINRA's rules and regulations regarding investment advice, client interactions, and financial practices. The license number on file allows clients and regulators to verify her registration status and disciplinary history through FINRA's public database.