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Michael John Falcon is a financial advisor professional located in Swansea, MA. They specialize in financial advisory. With over 23 years of experience, they bring deep expertise to every client.
Michael John Falcon - Cetera Wealth Services, Llc holds an active professional license (FINRA CRD) for your protection.
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Michael John Falcon operates Cetera Wealth Services, LLC in Swansea, Massachusetts. With 23 years in the financial advisory field, he brings substantial experience to wealth management and related financial planning matters. His practice is registered with FINRA under CRD number 4557868, establishing his professional standing within the regulated financial services industry.
Michael John Falcon holds a FINRA CRD registration, which means he is registered with the Financial Industry Regulatory Authority. This registration indicates he operates under FINRA's oversight and regulatory framework, which governs brokers and financial professionals offering securities and investment advice. FINRA registration requires background checks, compliance with industry standards, and ongoing adherence to conduct rules designed to protect clients. This credential signals that his practice meets federal and industry regulatory requirements for providing financial advisory services.