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Kimberly Latrice Mole is a financial advisor professional located in Tamarac, FL. They specialize in financial advisory. With over 6 years of experience, they bring deep expertise to every client.
Kimberly Latrice Mole - Pfs Investments Inc. holds an active professional license (FINRA CRD) for your protection.
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Kimberly Latrice Mole operates Pfs Investments Inc. in Tamarac, Florida, providing financial advisory services. With six years in the financial services industry, she brings experience in investment guidance and financial planning. Her business is registered with FINRA under CRD number 6689445, ensuring compliance with securities regulatory standards. Clients seeking personalized financial direction can consult with her on investment strategies and portfolio management within her scope of practice.
A FINRA CRD registration indicates that Kimberly Latrice Mole is registered with the Financial Industry Regulatory Authority, the self-regulatory organization overseeing investment professionals and brokerage firms. This registration means she operates under FINRA's regulatory framework and compliance requirements, which govern ethical standards, disclosure practices, and suitability of investment recommendations. Clients working with a FINRA-registered advisor benefit from oversight designed to protect investors and ensure adherence to industry regulations and fiduciary standards.