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David Aaron Volkman is a financial advisor professional located in Tarrytown, NY. They specialize in financial advisory. With over 17 years of experience, they bring deep expertise to every client.
David Aaron Volkman - Cetera Advisors Llc holds an active professional license (FINRA CRD) for your protection.
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David Aaron Volkman operates as a financial advisor with Cetera Advisors LLC, based in Tarrytown, NY. With 17 years in the financial services industry, Volkman brings substantial experience to client relationships. His practice is registered under FINRA CRD #2381581, which establishes his standing within the regulatory framework that oversees investment professionals and brokerage firms across the United States.
A FINRA CRD (Central Registration Depository) number indicates that David Aaron Volkman is registered with the Financial Industry Regulatory Authority, the primary self-regulatory organization for securities brokers and investment advisors. This registration means his activities are subject to FINRA oversight, compliance requirements, and disciplinary procedures. Clients can verify his registration status and disciplinary history through FINRA's BrokerCheck system, which provides transparency into an advisor's qualifications, employment history, and any regulatory actions.