Loading listings...
Loading listings...
Is this your business?
Customers are already searching for financial advisor professionals in Tempe — and the inquiries land here whether the profile is claimed or not. Claim a free profile to see them, route them, and reactivate the warm ones automatically. How it works →
Free · 60 seconds · No credit card
We verify your phone before sharing it — no spam.
Annette Marion Bau is a financial advisor professional located in Tempe, AZ. They specialize in financial advisory.
Annette Marion Bau - Estate & Retirement Strategies Llc holds an active professional license (FINRA CRD) for your protection.
Looking for a financial advisor professional in Tempe, AZ? Contact Annette Marion Bau to discuss your needs and schedule a consultation. Compare ratings and reviews to find the right professional for you.
Ready to get started?
Compare professionals in your area to find the best fit.
Get a free, no-obligation quote. It takes less than a minute and Annette Marion Bau - Estate & Retirement Strategies Llc will respond directly.
Annette Marion Bau operates Estate & Retirement Strategies LLC in Tempe, Arizona, offering financial advisory services. The firm holds FINRA CRD registration (License #1895794), which provides regulatory oversight of securities-related activities. Annette Marion Bau brings experience in estate planning and retirement strategy consultation to clients seeking guidance on long-term financial matters.
FINRA CRD registration indicates that Annette Marion Bau is registered with the Financial Industry Regulatory Authority, the self-regulatory organization that oversees securities brokers and advisors. This registration means the advisor is subject to FINRA rules, examinations, and ongoing compliance requirements. Clients can verify the registration status and disciplinary history through FINRA's BrokerCheck system. The registration covers securities-related advisory and brokerage activities, though the scope may vary based on specific licenses held under this CRD number.