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Stephen Roque is a financial advisor professional located in Temperance, MI. They specialize in financial advisory. With over 20 years of experience, they bring deep expertise to every client.
Stephen Roque - Lpl Financial Llc holds an active professional license (FINRA CRD) for your protection.
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Stephen Roque operates Stephen Roque - Lpl Financial Llc in Temperance, Michigan, bringing 20 years of experience in financial advisory services. He holds a FINRA CRD registration, which indicates his involvement in the securities and investment industry under regulatory oversight. His practice serves clients seeking guidance on financial matters, with his extensive tenure in the field reflecting sustained professional engagement.
A FINRA CRD (Central Registration Depository) registration means Stephen Roque is registered with the Financial Industry Regulatory Authority and operates under their oversight. This registration is required for professionals engaged in securities sales, investment advice, and related financial services. It signals that he has met background and qualification requirements set by FINRA and is subject to ongoing regulatory compliance and discipline procedures. Clients working with a FINRA-registered advisor have access to FINRA's dispute resolution processes and can verify his registration status through FINRA's BrokerCheck system.