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Jose Arturo Pena is a financial advisor professional located in The Villages, FL. They specialize in financial advisory. With over 5 years of experience, they bring deep expertise to every client.
Jose Arturo Pena - Wells Fargo Clearing Services, Llc holds an active professional license (FINRA CRD) for your protection.
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Jose Arturo Pena operates as a financial advisor in The Villages, Florida, bringing five years of experience in the financial services industry. He is associated with Wells Fargo Clearing Services, LLC, and holds a FINRA CRD license number 7086839. This professional registration demonstrates his involvement in securities and investment advisory activities regulated by the Financial Industry Regulatory Authority, which oversees brokers and advisors operating in U.S. financial markets.
Jose Arturo Pena's FINRA CRD registration indicates he is registered with the Financial Industry Regulatory Authority, the self-regulatory organization that oversees brokers, dealers, and investment advisors. This registration means he operates under FINRA's rules and compliance framework, which govern conduct in securities transactions and investment advisory services. The CRD (Central Registration Depository) number allows clients and regulators to verify his registration status and review any disciplinary history or regulatory filings associated with his professional activities.