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Ronald M Kaplan is a financial advisor professional located in Totowa, NJ. They specialize in financial advisory. With over 13 years of experience, they bring deep expertise to every client.
Ronald M Kaplan - Apw Capital, Inc. holds an active professional license (FINRA CRD) for your protection.
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Ronald M Kaplan operates APW Capital, Inc., a financial advisory firm based in Totowa, New Jersey. With 13 years of experience in the financial services industry, Kaplan brings established expertise to client portfolios and investment strategies. The firm holds a FINRA CRD license number 6049024, which demonstrates registration with the Financial Industry Regulatory Authority. APW Capital serves clients seeking professional financial guidance and portfolio management within the framework of federal securities regulations.
A FINRA CRD (Central Registration Depository) license indicates that Ronald M Kaplan is registered with the Financial Industry Regulatory Authority, the primary regulator of securities brokers and financial advisors in the United States. This registration means he has met baseline qualification requirements and is subject to ongoing regulatory oversight and compliance standards. FINRA registration signals that the advisor operates under strict rules governing client interactions, disclosure of conflicts of interest, and investment recommendations. Clients can verify this registration status through FINRA's public database to confirm the advisor's credentials and any disciplinary history.