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Jonathan B. Ricks is a financial advisor professional located in Traverse City, MI. They specialize in financial advisory. With over 19 years of experience, they bring deep expertise to every client.
Jonathan B. Ricks - Stifel, Nicolaus & Company, Incorporated holds an active professional license (FINRA CRD) for your protection.
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Jonathan B. Ricks is a financial advisor based in Traverse City, Michigan, operating through Stifel, Nicolaus & Company, Incorporated. With 19 years in the financial services industry, he brings substantial experience to client relationships. His FINRA CRD registration (License #5247011) indicates he operates under regulatory oversight from the Financial Industry Regulatory Authority, which governs securities professionals across the United States. Ricks works within the framework of established compliance and disclosure requirements that protect investors.
Jonathan B. Ricks holds a FINRA CRD (Central Registration Depository) registration, which means he is registered with the Financial Industry Regulatory Authority and authorized to conduct securities business. This registration requires ongoing compliance with FINRA rules, continuing education, and adherence to suitability and disclosure standards. A FINRA-registered professional operates under regulatory oversight designed to protect clients through standardized practices, background checks, and disciplinary procedures. The CRD number serves as a public identifier for verifying a professional's registration status and disciplinary history.