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Frank Joseph Rocco is a financial advisor professional located in Troy, MI. They specialize in financial advisory. With over 41 years of experience, they bring deep expertise to every client.
Frank Joseph Rocco - Ameriprise Financial Services, Llc holds an active professional license (FINRA CRD) for your protection.
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Frank Joseph Rocco operates Ameriprise Financial Services, Llc in Troy, Michigan. With 41 years in the financial advisory industry, Rocco brings extensive experience to client financial planning and investment management. The business is registered with a FINRA CRD license number 1281732, which oversees securities and investment advisory activities. Ameriprise Financial Services serves clients seeking guidance on wealth management, retirement planning, and related financial services in the Troy area.
Frank Joseph Rocco holds a FINRA CRD license (number 1281732), which indicates registration with the Financial Industry Regulatory Authority. This license is required for professionals who sell securities and provide investment advice. FINRA oversight means the advisor and their firm are subject to regulatory compliance, continuing education requirements, and customer protection rules. The CRD designation signals that Rocco operates under established industry standards and regulatory supervision designed to protect investors.