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Earl Bennett Falkner is a financial advisor professional located in Trussville, AL. They specialize in financial advisory. With over 18 years of experience, they bring deep expertise to every client.
Earl Bennett Falkner - Cetera Advisors Llc holds an active professional license (FINRA CRD) for your protection.
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Earl Bennett Falkner operates as a financial advisor through Cetera Advisors LLC in Trussville, Alabama. With 18 years in the financial services industry, Falkner brings substantial experience to client relationships. His registration with FINRA (Financial Industry Regulatory Authority) through CRD number 5327349 indicates he operates within the regulatory framework governing investment professionals and securities dealers. This background positions him to advise on investment and financial planning matters within the scope of his registration.
Falkner's FINRA CRD registration means he is registered with the Financial Industry Regulatory Authority, the self-regulatory organization that oversees securities brokers and dealers. This registration signals that he has met background, qualification, and disclosure requirements set by FINRA and the SEC. It indicates his activities are subject to FINRA rules, compliance examinations, and customer protection standards. The registration number (5327349) is publicly verifiable through FINRA's BrokerCheck system, allowing clients to review his disciplinary history and registration status.