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Aaron Rottenstein is a financial advisor professional located in Tucson, AZ. They specialize in financial advisory. With over 14 years of experience, they bring deep expertise to every client.
Aaron Rottenstein - Ubs Financial Services Inc. holds an active professional license (FINRA CRD) for your protection.
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Aaron Rottenstein is a financial advisor based in Tucson, Arizona, operating through UBS Financial Services Inc. With 14 years of experience in the financial services industry, he brings substantial market knowledge to client relationships. Rottenstein holds a FINRA CRD license (number 5910228), which enables him to provide regulated financial advisory services. His background reflects a commitment to working within the framework of industry standards and regulatory oversight.
Aaron Rottenstein's FINRA CRD license indicates he is registered with the Financial Industry Regulatory Authority, the self-regulatory organization that oversees securities brokers and dealers. This registration means he has met compliance and qualification standards set by FINRA and the SEC, and his activities are subject to ongoing regulatory supervision. A FINRA CRD-licensed advisor is authorized to recommend and transact in securities and other investment products within defined parameters. Clients can verify his registration status and disciplinary history through FINRA's BrokerCheck database.