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James David Gould is a financial advisor professional located in Versailles, KY. They specialize in financial advisory. With over 1 years of experience, they bring deep expertise to every client.
James David Gould - Thrivent Investment Management Inc. holds an active professional license (FINRA CRD) for your protection.
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James David Gould is a financial advisor based in Versailles, Kentucky, operating through Thrivent Investment Management Inc. With one year in the financial services industry, Gould holds a FINRA CRD registration, which governs his ability to provide investment advice and manage client accounts. His registration number is 7877361. As a relatively new entrant to the field, he works within the regulatory framework established by the Financial Industry Regulatory Authority to serve clients in the region.
A FINRA CRD registration indicates that James David Gould is registered with the Financial Industry Regulatory Authority and is authorized to provide investment advisory services. FINRA oversees financial professionals who offer securities advice and manage investments, ensuring they meet specific educational and ethical standards. This registration requires ongoing compliance with federal securities regulations and industry rules. Clients working with a FINRA-registered advisor can verify their credentials and review any disciplinary history through FINRA's public database, providing transparency about the advisor's professional standing and regulatory compliance history.