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Arthur Stephen Cloutier is a financial advisor professional located in W Springfield, MA. They specialize in financial advisory. With over 37 years of experience, they bring deep expertise to every client.
Arthur Stephen Cloutier - Principal Securities, Inc. holds an active professional license (FINRA CRD) for your protection.
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Arthur Stephen Cloutier operates Principal Securities, Inc. in West Springfield, Massachusetts, bringing 37 years of experience in financial advisory services. Cloutier holds a FINRA CRD license (number 1489752), which governs securities industry professionals. The firm serves clients seeking financial guidance and investment advice from an advisor with nearly four decades of industry tenure.
A FINRA CRD license indicates that Arthur Stephen Cloutier is registered with the Financial Industry Regulatory Authority, the primary regulatory body overseeing securities professionals and brokers in the United States. This registration means Cloutier has met baseline competency requirements, passed required examinations, and is subject to FINRA's ongoing compliance and conduct rules. The CRD (Central Registration Depository) maintains records of his licensing status, disciplinary history, and qualifications. This registration is essential for anyone offering investment advice or selling securities to the public.