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James Perry Wolfe is a financial advisor professional located in Wabash, IN. They specialize in financial advisory. With over 23 years of experience, they bring deep expertise to every client.
James Perry Wolfe - Lpl Financial Llc holds an active professional license (FINRA CRD) for your protection.
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James Perry Wolfe operates as a financial advisor in Wabash, Indiana, through LPL Financial LLC. With 23 years in the financial services industry, he brings substantial experience to client relationships. His practice is registered with FINRA, the Financial Industry Regulatory Authority, which oversees broker-dealers and financial professionals. LPL Financial LLC is one of the largest independent broker-dealer networks in the United States, providing support and resources to advisors serving their communities.
James Perry Wolfe holds a FINRA CRD registration, which identifies him as a registered representative with the Financial Industry Regulatory Authority. FINRA CRD registration means he has passed required examinations and background checks, and his activities are subject to FINRA oversight and compliance rules. This registration allows him to offer securities-related services and investment advice within the scope of his firm's business model. FINRA maintains ongoing regulatory authority over registered representatives to protect investors and maintain industry standards.