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Amy Lee Shumaker is a financial advisor professional located in Wappingers Falls, NY. They specialize in financial advisory. With over 12 years of experience, they bring deep expertise to every client.
Amy Lee Shumaker - Lpl Financial Llc holds an active professional license (FINRA CRD) for your protection.
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Amy Lee Shumaker operates as a financial advisor through LPL Financial LLC in Wappingers Falls, NY. With 12 years in the financial services industry, she brings substantial experience to client relationships. Her FINRA CRD registration (License #6215740) reflects her standing in the regulatory framework that oversees investment professionals and financial advisors across the United States.
Amy Lee Shumaker holds a FINRA CRD (Central Registration Depository) registration, which is the primary licensing system for investment professionals and financial advisors in the United States. This registration indicates she is tracked and regulated by FINRA (Financial Industry Regulatory Authority), the self-regulatory organization that oversees brokers and investment advisors. The CRD number serves as her unique identifier within this regulatory system, ensuring her qualifications and disciplinary history are accessible to the public and regulatory bodies. This registration is essential for anyone offering investment advice or managing client securities accounts.