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Connor Francis Rafferty is a financial advisor professional located in Waterbury, CT. They specialize in financial advisory. With over 7 years of experience, they bring deep expertise to every client.
Connor Francis Rafferty - Allstate Financial Services, Llc holds an active professional license (FINRA CRD) for your protection.
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Connor Francis Rafferty operates Allstate Financial Services, LLC in Waterbury, Connecticut. With 7 years in the financial advisory field, he brings experience in helping clients with their financial planning needs. His FINRA CRD registration indicates he operates under the regulatory oversight of the Financial Industry Regulatory Authority, which governs brokers and financial professionals in the United States. Whether you're exploring investment options or seeking guidance on financial strategy, Rafferty's background provides a foundation for consultation.
A FINRA CRD (Central Registration Depository) registration means Connor Francis Rafferty is registered with the Financial Industry Regulatory Authority, the independent regulator for securities brokers and financial professionals in the U.S. This registration requires adherence to FINRA rules, ethical standards, and ongoing compliance obligations. It signals that he operates under federal oversight designed to protect investors. Clients working with a FINRA-registered advisor can verify credentials through FINRA's BrokerCheck system, which provides background and disciplinary information on registered professionals.