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Charles Malcolm Stack is a financial advisor professional located in West Haven, CT. They specialize in financial advisory. With over 32 years of experience, they bring deep expertise to every client.
Charles Malcolm Stack - Lpl Financial Llc holds an active professional license (FINRA CRD) for your protection.
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Charles Malcolm Stack operates as a financial advisor through LPL Financial LLC in West Haven, Connecticut. With 32 years in the financial services industry, Stack brings substantial experience to client relationships. His business is registered with FINRA under CRD number 2411514, which provides regulatory oversight of his advisory activities. Stack works within the framework of LPL Financial, one of the largest independent financial services platforms in the United States.
Charles Malcolm Stack's FINRA CRD registration indicates he is registered with the Financial Industry Regulatory Authority, the primary regulator overseeing investment advisors and broker-dealers in the United States. This registration means his business practices, qualifications, and disciplinary history are subject to FINRA oversight and public disclosure. The CRD (Central Registration Depository) system maintains records of his licensing status and professional background, allowing clients and regulators to verify his credentials and any regulatory actions. This registration is required for individuals and firms providing investment advice or securities services.