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Patrick Andrew Leon is a financial advisor professional located in West Lafayette, IN. They specialize in financial advisory. With over 18 years of experience, they bring deep expertise to every client.
Patrick Andrew Leon - Lpl Financial Llc holds an active professional license (FINRA CRD) for your protection.
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Patrick Andrew Leon operates as a financial advisor with LPL Financial LLC in West Lafayette, Indiana. With 18 years in the financial services industry, he brings substantial experience to client relationships. His registration with FINRA (Financial Industry Regulatory Authority) through CRD #5283915 indicates his standing within the regulatory framework that oversees investment professionals. Leon works within the structure of LPL Financial, one of the larger independent broker-dealer networks in the United States.
Patrick Andrew Leon's FINRA CRD registration means he is registered with the Financial Industry Regulatory Authority, the primary regulator overseeing broker-dealers and investment advisors in the United States. This registration indicates he has passed required examinations and background checks to conduct securities business. The CRD (Central Registration Depository) number allows clients and regulators to verify his licensing status and disciplinary history. FINRA oversight establishes standards for professional conduct, continuing education, and compliance with securities laws, providing a regulatory framework for investor protection.