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Peter James Morin is a financial advisor professional located in Westfield, MA. They specialize in financial advisory. With over 16 years of experience, they bring deep expertise to every client.
Peter James Morin - Lpl Financial Llc holds an active professional license (FINRA CRD) for your protection.
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Peter James Morin operates as a financial advisor in Westfield, Massachusetts, with 16 years of experience in the industry. He is registered with LPL Financial LLC and holds a FINRA CRD license number 5537067. With over a decade and a half in financial services, Morin brings established experience to client relationships and portfolio management.
A FINRA CRD (Central Registration Depository) license indicates that Peter James Morin is registered with the Financial Industry Regulatory Authority, the primary regulator for securities brokers and advisors in the United States. This registration means he operates under FINRA's oversight and compliance requirements, which govern his conduct, client interactions, and handling of securities transactions. Holding a FINRA CRD registration signals that he meets baseline educational and ethical standards set by the securities industry and is subject to ongoing regulatory supervision and reporting obligations.