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Anthony Baldi is a financial advisor professional located in Williamsville, NY. They specialize in financial advisory. With over 39 years of experience, they bring deep expertise to every client.
Anthony Baldi - Ameriprise Financial Services, Llc holds an active professional license (FINRA CRD) for your protection.
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Anthony Baldi is a financial advisor operating Ameriprise Financial Services, LLC in Williamsville, NY. With 39 years in the financial services industry, Baldi brings extensive experience to client relationships. His practice is registered with FINRA under CRD #1550430, providing a foundation for financial advisory work. Ameriprise Financial Services operates as a comprehensive financial services firm serving clients seeking guidance on investments, retirement planning, and related financial matters.
A FINRA CRD registration indicates that Anthony Baldi is registered with the Financial Industry Regulatory Authority, the primary self-regulatory organization overseeing broker-dealers and investment advisors in the United States. This registration means Baldi operates under FINRA's regulatory framework and compliance standards, which govern conduct, disclosures, and business practices in securities and investment advisory services. Clients working with a FINRA-registered advisor benefit from oversight designed to protect investor interests and ensure adherence to industry rules and ethical standards.