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Gail A Moulton is a financial advisor professional located in Windham, ME. They specialize in financial advisory. With over 5 years of experience, they bring deep expertise to every client.
Gail A Moulton - Pfs Investments Inc. holds an active professional license (FINRA CRD) for your protection.
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Gail A Moulton operates Pfs Investments Inc. in Windham, Maine, offering financial advisory services. With 5 years in business, the firm holds a FINRA CRD license (number 7311960), which registers investment professionals with the Financial Industry Regulatory Authority. This registration allows the advisor to work with clients on investment-related matters under FINRA oversight and compliance requirements.
The FINRA CRD (Central Registration Depository) license indicates that Gail A Moulton is registered with the Financial Industry Regulatory Authority, the self-regulatory organization that oversees investment professionals and brokerage firms. This registration means the advisor operates under FINRA's regulatory framework, which includes compliance standards, continuing education requirements, and investor protection rules. Clients working with a FINRA-registered advisor have recourse through FINRA's dispute resolution process if issues arise.