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John Denis Duffy is a financial advisor professional located in Yarmouth, ME. They specialize in financial advisory. With over 23 years of experience, they bring deep expertise to every client.
John Denis Duffy - Intent Advice, Inc. holds an active professional license (FINRA CRD) for your protection.
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John Denis Duffy operates Intent Advice, Inc., a financial advisory firm based in Yarmouth, Maine. With 23 years of experience in the financial services industry, Duffy brings extensive background to client engagements. His practice is registered with FINRA under CRD license number 2715123, ensuring compliance with federal regulatory standards for securities professionals. Intent Advice, Inc. serves clients seeking financial guidance and advisory services grounded in industry experience and regulatory oversight.
A FINRA CRD (Central Registration Depository) license indicates that John Denis Duffy is registered with the Financial Industry Regulatory Authority, the primary regulator of securities brokers and advisors in the United States. This registration means Duffy has passed required examinations, undergone background checks, and operates under FINRA's ongoing supervision and compliance requirements. The license signifies that his practice adheres to federal securities regulations and ethical standards established to protect investors. Clients working with a FINRA-registered advisor have recourse through FINRA's dispute resolution processes.