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Austin James Shuttleworth is a financial_advisor professional located in Agawam, MA. They specialize in financial advisory. With over 7 years of experience, they bring deep expertise to every client.
Austin James Shuttleworth - Thrivent Investment Management Inc. holds an active professional license (FINRA CRD) for your protection.
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Austin James Shuttleworth is a financial advisor based in Agawam, Massachusetts, operating with Thrivent Investment Management Inc. With seven years in the financial services industry, Shuttleworth holds a FINRA CRD registration (License #6970700), which governs his work in investment advisory and securities. His background positions him to discuss investment strategies, portfolio management, and financial planning with clients seeking guidance on their financial futures.
Austin James Shuttleworth's FINRA CRD (Central Registration Depository) registration indicates he is registered with the Financial Industry Regulatory Authority and authorized to work in securities and investment advisory services. This registration requires compliance with FINRA rules and ongoing regulatory oversight, ensuring adherence to industry standards for client protection. The CRD system maintains his disciplinary history and professional qualifications, which are publicly accessible. This credential signals that Shuttleworth operates under federal securities regulations and is subject to audits and examinations by FINRA.