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Adam Kenneth Johnston is a financial_advisor professional located in Albany, NY. They specialize in financial advisory. With over 18 years of experience, they bring deep expertise to every client.
Adam Kenneth Johnston - Purshe Kaplan Sterling Investments holds an active professional license (FINRA CRD) for your protection.
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Adam Kenneth Johnston is a financial advisor based in Albany, NY, operating with Purshe Kaplan Sterling Investments. With 18 years in the financial services industry, he brings substantial experience to client relationships. Johnston holds a FINRA CRD license number 4577238, which governs his securities-related activities and regulatory standing in the investment sector.
Adam Kenneth Johnston's FINRA CRD (Central Registration Depository) license indicates he is registered with the Financial Industry Regulatory Authority, the primary regulator overseeing brokers and investment advisors. This registration means his qualifications, disciplinary history, and professional background are maintained in a public database accessible to clients and regulators. A FINRA CRD registration is required for anyone offering securities advice or executing trades, signaling compliance with federal securities regulations and ongoing regulatory oversight of his practice.