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Daniel K Lucas is a financial_advisor professional located in Alpharetta, GA. They specialize in financial advisory. With over 1 years of experience, they bring deep expertise to every client.
Daniel K Lucas - Sapient Advisors, Inc. holds an active professional license (FINRA CRD) for your protection.
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Daniel K Lucas operates Sapient Advisors, Inc., a financial advisory firm based in Alpharetta, Georgia. With a FINRA CRD license (6366929), Lucas provides financial guidance to clients seeking professional investment and advisory services. The firm has been in operation for one year, establishing its foundation in the financial services sector. As a registered financial advisor, Lucas works within the regulatory framework set by the Financial Industry Regulatory Authority to serve client financial planning needs.
Daniel K Lucas holds a FINRA CRD (Central Registration Depository) license, which indicates registration with the Financial Industry Regulatory Authority. This license type means Lucas has met FINRA's qualification requirements and operates under their regulatory oversight. A FINRA-registered advisor is subject to compliance rules, continuing education obligations, and periodic audits designed to protect clients. This registration signals that the advisor has demonstrated competency in financial services and agrees to adhere to industry standards and ethical guidelines when managing client accounts and providing investment advice.