Loading listings...
Loading listings...
Is this your business?
Claim your free profile to update your info, respond to reviews, and start getting leads from clients searching for financial_advisor professionals in Amherst.
We verify your phone before sharing it — no spam.
Amy Austin Roxin is a financial_advisor professional located in Amherst, NY. They specialize in financial advisory. With over 26 years of experience, they bring deep expertise to every client.
Amy Austin Roxin - Principal Securities, Inc. holds an active professional license (FINRA CRD) for your protection.
Looking for a financial_advisor professional in Amherst, NY? Contact Amy Austin Roxin to discuss your needs and schedule a consultation. Compare ratings and reviews to find the right professional for you.
How much does financial_advisor cost in Amherst, NY?
View 2026 pricing guide with cost breakdowns and local data
Ready to get started?
Compare professionals in your area to find the best fit.
Reach out in under a minute. Amy Austin Roxin - Principal Securities, Inc. will respond with availability and next steps.
Amy Austin Roxin operates Principal Securities, Inc. in Amherst, NY, bringing 26 years of experience in financial advisory services. She holds a FINRA CRD license number 1879054, which enables her to work within the regulatory framework that governs securities professionals. Her extensive tenure in the field reflects deep familiarity with financial markets and client portfolio management. Whether you're building a financial strategy or managing existing investments, her background provides a foundation of market experience and industry compliance.
Amy Austin Roxin's FINRA CRD registration signals that she is registered with the Financial Industry Regulatory Authority, the self-regulatory organization that oversees securities brokers and advisors. This registration means she operates under FINRA's rules and compliance requirements, which govern how she can conduct business with clients, handle accounts, and provide investment advice. The CRD system maintains her licensing history and disciplinary records, creating transparency about her regulatory standing. For clients, this registration indicates she meets baseline standards for conducting securities business and is subject to ongoing oversight.