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Reuben Q Johnson is a financial_advisor professional located in Anniston, AL. They specialize in financial advisory. With over 16 years of experience, they bring deep expertise to every client.
Reuben Q Johnson - Merrill Lynch, Pierce, Fenner & Smith Incorporated holds an active professional license (FINRA CRD) for your protection.
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Reuben Q Johnson is a financial advisor based in Anniston, Alabama, affiliated with Merrill Lynch, Pierce, Fenner & Smith Incorporated. With 16 years in the financial services industry, Johnson brings substantial experience to client relationships. He holds a FINRA CRD registration, which governs his practice in securities and investment advisory services. Johnson works within the regulatory framework established by the Financial Industry Regulatory Authority to serve clients' financial planning and investment needs.
Johnson's FINRA CRD (Central Registration Depository) registration indicates he is registered with the Financial Industry Regulatory Authority, the primary regulator of securities brokers and investment advisors in the United States. This registration means Johnson has met FINRA's qualification requirements and is subject to ongoing compliance, continuing education, and regulatory oversight. A FINRA-registered advisor operates under strict rules governing client interactions, disclosure of conflicts of interest, and suitability standards for recommendations. This registration provides a framework for investor protection and accountability in securities and investment advisory services.