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Uguumur Tsogtbaatar is a financial_advisor professional located in Arlington Heights, IL. They specialize in financial advisory. With over 8 years of experience, they bring deep expertise to every client.
Uguumur Tsogtbaatar - Merrill Lynch, Pierce, Fenner & Smith Incorporated holds an active professional license (FINRA CRD) for your protection.
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Uguumur Tsogtbaatar operates as a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Arlington Heights, Illinois. With 8 years in the financial services industry, Tsogtbaatar works with clients on investment and financial planning matters. The practice is registered with FINRA under CRD #6890550, which maintains regulatory oversight of the advisor's activities and client interactions.
A FINRA CRD (Central Registration Depository) license number indicates the advisor is registered with the Financial Industry Regulatory Authority, the primary regulator of securities brokers and dealers in the United States. This registration means the advisor has passed required examinations and is subject to FINRA's rules and ongoing compliance monitoring. The CRD system tracks the advisor's qualifications, employment history, and any disciplinary actions, providing a public record of their regulatory standing in the securities industry.