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Roman Herz is a financial_advisor professional located in Avon, CT. They specialize in financial advisory. With over 52 years of experience, they bring deep expertise to every client.
Roman Herz - Ameritas Investment Company, Llc holds an active professional license (FINRA CRD) for your protection.
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Roman Herz operates Ameritas Investment Company, LLC in Avon, Connecticut, with 52 years of experience in financial advisory services. He holds a FINRA CRD license (number 244403), which governs his practice in the financial services industry. With more than five decades in business, Herz brings extensive experience to client relationships and financial planning matters.
Roman Herz's FINRA CRD (Central Registration Depository) license indicates he is registered with the Financial Industry Regulatory Authority, the self-regulatory organization that oversees brokers and financial professionals. This registration means he operates under FINRA's regulatory framework and compliance standards. The CRD number serves as his official identifier within the financial services industry, allowing clients and regulators to verify his registration status and disciplinary history through FINRA's public database.