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Thomas J Herlihy is a financial_advisor professional located in Bangor, ME. They specialize in financial advisory.
Thomas J Herlihy - Means Wealth Management holds an active professional license (FINRA CRD) for your protection.
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Thomas J Herlihy operates Means Wealth Management in Bangor, Maine, providing financial advisory services. He holds a FINRA CRD registration, which establishes his credentials within the securities industry regulatory framework. This registration reflects his participation in the Financial Industry Regulatory Authority's oversight system, a key requirement for professionals offering investment and financial guidance. Herlihy's practice focuses on wealth management services for clients seeking professional financial direction.
Thomas J Herlihy's FINRA CRD registration means he operates under the Financial Industry Regulatory Authority's regulatory oversight. FINRA (the Financial Industry Regulatory Authority) is a self-regulatory organization that supervises brokers, advisors, and investment professionals. The CRD number is a unique identifier in FINRA's Central Registration Depository, which tracks his licensing, registration status, and disciplinary history. This registration indicates he meets baseline competency requirements and is subject to ongoing compliance and conduct standards, providing clients with an additional layer of regulatory accountability in financial advisory relationships.