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Lionel Zuloaga is a financial_advisor professional located in Bartow, FL. They specialize in financial advisory.
Lionel Zuloaga - Wells Fargo Clearing Services, Llc holds an active professional license (FINRA CRD) for your protection.
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Lionel Zuloaga operates through Wells Fargo Clearing Services, LLC, based in Bartow, Florida. As a financial advisor, Zuloaga works within the regulatory framework established by the financial services industry. His business registration includes a FINRA CRD license number (8156985), which provides oversight and accountability in securities and investment advisory matters. This licensing structure ensures compliance with federal financial regulations and industry standards for those offering investment guidance and related financial services.
Lionel Zuloaga holds a FINRA CRD (Central Registration Depository) license number, which indicates registration with the Financial Industry Regulatory Authority. This registration means Zuloaga is tracked and regulated by FINRA, the self-regulatory organization that oversees broker-dealers and their representatives. The CRD system maintains disciplinary history, qualifications, and employment records for individuals in securities and investment roles. This regulatory registration provides a public record of licensing status and helps ensure that financial professionals meet baseline standards for operating in the securities industry.