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James Morgan Field is a financial_advisor professional located in Baton Rouge, LA. They specialize in financial advisory. With over 39 years of experience, they bring deep expertise to every client.
James Morgan Field - Lpl Financial Llc holds an active professional license (FINRA CRD) for your protection.
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James Morgan Field operates as a financial advisor in Baton Rouge, Louisiana, through LPL Financial LLC. With 39 years in the financial services industry, he brings extensive experience to client relationships. His business is registered under FINRA CRD license number 1535955, which governs his regulatory standing in the securities and investment advisory space. Field's long tenure reflects sustained involvement in financial planning and advisory services across multiple market cycles.
James Morgan Field holds a FINRA CRD license, which indicates he is registered with the Financial Industry Regulatory Authority. This registration means he operates under FINRA's oversight and must comply with their rules governing securities sales, investment advice, and client interactions. The CRD system tracks disciplinary history, qualifications, and employment records for investment professionals. His license number (1535955) is the unique identifier in FINRA's database, allowing clients and regulators to verify his registration status and review any relevant regulatory actions or disclosures.