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Brian Anthony James is a financial_advisor professional located in Battle Creek, MI. They specialize in financial advisory. With over 8 years of experience, they bring deep expertise to every client.
Brian Anthony James - Pnc Wealth Management Llc holds an active professional license (FINRA CRD) for your protection.
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Brian Anthony James operates PNC Wealth Management LLC in Battle Creek, Michigan. With 8 years in the financial advisory field, he holds a FINRA CRD license (number 6872507), which regulates his work in securities and investment advice. His practice focuses on wealth management services for clients seeking professional financial guidance and planning.
A FINRA CRD license means Brian Anthony James is registered with the Financial Industry Regulatory Authority, the primary regulator overseeing securities brokers and investment advisors. This registration requires passing examinations and maintaining compliance with federal securities laws and FINRA rules. Clients working with a FINRA-registered advisor have access to dispute resolution processes and can verify the advisor's disciplinary history through FINRA's public database, providing a layer of consumer protection in investment and wealth management relationships.