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Thomas Robert Lott is a financial_advisor professional located in Belfast, ME. They specialize in financial advisory. With over 3 years of experience, they bring deep expertise to every client.
Thomas Robert Lott - Key Investment Services Llc holds an active professional license (FINRA CRD) for your protection.
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Thomas Robert Lott operates Key Investment Services LLC in Belfast, Maine. With three years in business, Lott provides financial advisory services to clients in the region. The firm holds FINRA CRD registration (License #7654043), which enables participation in securities markets and investment advisory activities under regulatory oversight. Prospective clients can verify licensing status and registration details through FINRA's public database.
FINRA CRD (Central Registration Depository) registration indicates that Thomas Robert Lott operates under the regulatory framework of the Financial Industry Regulatory Authority. This registration is required for individuals and firms engaged in securities sales, trading, or investment advisory services. It signals that the advisor's background, qualifications, and compliance history have been vetted by FINRA, and the registration allows him to conduct securities transactions and provide investment guidance within the scope permitted by federal securities laws and FINRA rules.