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Charles David Koncz is a financial_advisor professional located in Branford, CT. They specialize in financial advisory. With over 51 years of experience, they bring deep expertise to every client.
Charles David Koncz - Lpl Financial Llc holds an active professional license (FINRA CRD) for your protection.
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Charles David Koncz operates as a financial advisor in Branford, Connecticut, under LPL Financial LLC. With 51 years in the financial services industry, Koncz brings substantial experience to client relationships. His practice is registered with FINRA (the Financial Industry Regulatory Authority), which oversees securities professionals and broker-dealers across the United States. This registration reflects his involvement in the financial advisory and investment sector.
Charles David Koncz holds a FINRA CRD registration, which means he is registered with the Financial Industry Regulatory Authority—the self-regulatory organization that oversees broker-dealers and securities professionals in the United States. This registration indicates he operates within the securities and investment advisory industry and is subject to FINRA's regulatory oversight, compliance rules, and disciplinary procedures. FINRA registration typically signals involvement in activities such as securities sales, investment advice, or related financial services, though the specific scope of services may vary by individual registration type.