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Richard Allan Heleen is a financial_advisor professional located in Brewer, ME. They specialize in financial advisory. With over 32 years of experience, they bring deep expertise to every client.
Richard Allan Heleen - Benjamin F. Edwards & Company, Inc. holds an active professional license (FINRA CRD) for your protection.
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Richard Allan Heleen is a financial advisor based in Brewer, Maine, operating with Benjamin F. Edwards & Company, Inc. With 32 years in the financial services industry, he brings extensive experience to client relationships. Heleen holds a FINRA CRD license (number 2346472), which governs his practice in securities and investment advisory services. His long tenure in the field reflects deep familiarity with market dynamics and client portfolio management across multiple economic cycles.
A FINRA CRD (Financial Industry Regulatory Authority Central Registration Depository) license indicates that Richard Allan Heleen is registered and regulated by FINRA, the primary self-regulatory organization overseeing securities brokers and investment advisors. This registration means he has passed required examinations, completed background checks, and is subject to ongoing compliance and ethical standards. Clients working with a FINRA-registered advisor benefit from regulatory oversight designed to protect their investments and ensure adherence to industry rules governing conduct and disclosure.